-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CgRh/APvefhOUUcsAbCDifbkcqbkOEx/ehJcABxdFTbJMUX/AovkHBgCxgxu23GV aL83T/q4PiVPYkrsxJNx7w== 0000950117-04-000677.txt : 20040213 0000950117-04-000677.hdr.sgml : 20040213 20040213140610 ACCESSION NUMBER: 0000950117-04-000677 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040213 GROUP MEMBERS: RANDOM HOUSE TPR, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON REVIEW INC CENTRAL INDEX KEY: 0001113668 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 223727603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77933 FILM NUMBER: 04597343 BUSINESS ADDRESS: STREET 1: 2315 BROADWAY CITY: NEW YORK CITY STATE: NY ZIP: 10024 BUSINESS PHONE: 2128748282 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RANDOM HOUSE INC CENTRAL INDEX KEY: 0000082008 IRS NUMBER: 132558190 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1745 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 MAIL ADDRESS: STREET 1: 1745 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G/A 1 a37078.txt THE PRINCETON REVIEW, INC. ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 ------------------------------ Expires: December 31, 2005 ------------------------------ Estimated average burden hours per response...11 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Princeton Review, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 742352107 (CUSIP Number) December 31, 2003 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ----------------- CUSIP NO. 742352107 Page 2 of 7 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Random House TPR, Inc. 13-3841002 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a):[_] (See Instructions) (b):[_] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power NUMBER OF SHARES 1,930,131 BENEFICIALLY ------------------------------------------------------------ OWNED BY 6 Shared Voting Power EACH REPORTING -0- PERSON ------------------------------------------------------------ WITH: 7 Sole Dispositive Power 1,930,131 ------------------------------------------------------------ 8 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,930,131 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 7.06% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- - ------------------- ----------------- CUSIP NO. 742352107 Page 3 of 7 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Random House, Inc. 13-2558190 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a):[_] (See Instructions) (b):[_] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power NUMBER OF SHARES 1,930,131 BENEFICIALLY ------------------------------------------------------------ OWNED BY 6 Shared Voting Power EACH REPORTING -0- PERSON ------------------------------------------------------------ WITH: 7 Sole Dispositive Power 1,930,131 ------------------------------------------------------------ 8 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,930,131 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 7.06% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) HC - -------------------------------------------------------------------------------- - ------------------- ----------------- CUSIP NO. 742352107 Page 4 of 7 Pages - ------------------- ----------------- Item 1. (a) Name of Issuer: The Princeton Review, Inc. (b) Address of Issuer's Principal Executive Offices: 2315 Broadway, New York, NY 10024 Item 2. (a) Name of Person Filing: Random House TPR, Inc. Random House, Inc. (b) Address of Principal Business Office or if None, Residence: 1540 Broadway, New York, NY 10036 (c) Citizenship: Random House TPR, Inc. and Random House, Inc. are New York corporations. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 742352107 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in Section 3(a) (6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). - ------------------- ----------------- CUSIP NO. 742352107 Page 5 of 7 Pages - ------------------- ----------------- (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: Random House TPR, Inc. 1,930,131 Random House, Inc. 1,930,131(1)
(b) Percent of Class: Random House TPR, Inc. 7.05% Random House, Inc. 7.05%(1)
(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Random House TPR, Inc. 1,930,131 Random House, Inc. 1,930,131(1)
(ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: Random House TPR, Inc. 1,930,131 Random House, Inc. 1,930,131(1)
(iv) Shared power to dispose or to direct the disposition of: -0- - ---------- (1) These shares are directly held by Random House TPR, Inc. Random House, Inc., as the ultimate parent company of Random House TPR, Inc., also beneficially owns these shares. - ------------------- ----------------- CUSIP NO. 742352107 Page 6 of 7 Pages - ------------------- ----------------- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. Item 6. Ownership of More than Five Percent on Behalf of Another Person N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item. 10. Certification N/A - ------------------- ----------------- CUSIP NO. 742352107 Page 7 of 7 Pages - ------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 12, 2004 RANDOM HOUSE TPR, INC. /s/ Richard Sarnoff ------------------------------- Name: Richard Sarnoff Title: President RANDOM HOUSE, INC. /s/ Richard Sarnoff ------------------------------- Name: Richard Sarnoff Title: Executive Vice President EX-99 3 ex99.txt EXHIBIT 99 - ------------------- ----------------- CUSIP NO. 742352107 Page 1 of 1 Pages - ------------------- ----------------- EXHIBIT 99 AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby consents to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the ownership by each of the undersigned of shares of common stock of The Princeton Review, Inc. Each of the undersigned hereby further agrees that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall together constitute one and the same instrument. Dated: February 12, 2004 RANDOM HOUSE TPR, INC. /s/ Richard Sarnoff ------------------------------- Name: Richard Sarnoff Title: President RANDOM HOUSE, INC. /s/ Richard Sarnoff ------------------------------- Name: Richard Sarnoff Title: Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----